I S E C

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

• Author(s): H. David Kotz

• Categories: Biography & Autobiography

• Type: Book
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• Published: 2010-03
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• Publisher: DIANE Publishing

Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

SEC Docket

• Author(s): United States. Securities and Exchange Commission

• Categories: Securities

• Type: Book
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• Published: 1996
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• Publisher: Unknown

None

SEC, Oversight of the EDGAR System

• Author(s): United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations

• Categories: EDGAR (Information retrieval system)

• Type: Book
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• Published: 1985
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• Publisher: Unknown

None

Railroad Legislation (Sec. 15a - Recapture - I.C. Act) (Sec. 15a - Rule of Rate Making - I.C. Act) (Sec. 19a - Valuations - I.C. Act) Hearings ... on H.R. 7116 and 7117 ... Jan. 19 to Feb. 12, 1932

• Author(s): United States. Congress. House. Committee on Interstate and Foreign Commerce

• Type: Book
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• Published: 1932
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• Publisher: Unknown

None

Smull's Legislative Hand Book

• Categories: Pennsylvania

• Type: Book
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• Published: 1878
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• Publisher: Unknown

None